Individual Firm
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Alice Kang
ALI J. KANG, ALICE J. KANG, Ali Kang, Alice J Kang
CRD#: 5569504
IA
B
EDWARD JONESCRD#: 250 500 ALA MOANA BLVD STE 3A
HONOLULU, HI 96813
HONOLULU, HI 96813
0
Disclosures
6
Years of Experience
View By:
State Registrations
B
Alaska 9/25/2024
B
Oregon 5/20/2022
B
California 5/20/2022
B
Texas 5/20/2022
B
Colorado 5/20/2022
IA
Texas 5/25/2022
B
Hawaii 2/14/2022
B
Utah 5/20/2022
IA
Hawaii 2/14/2022
B
Washington 5/20/2022
B
Louisiana 5/20/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/14/2022
B
Registered with this firm since 1/21/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/23/2009 - 05/09/2012 | HONOLULU, HI | |
B | 12/11/2008 - 05/09/2012 | HONOLULU, HI |
HONOLULU, HI
03/23/2009 - 05/09/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.