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KATHERINE DIMASCOLO
KATHERINE MARIE DIMASCOLO, KATHERINE SHERMAN
CRD#: 5569104
IA
Investment Adviser
B
Broker
OSAIC INSTITUTIONS, INC.CRD#: 35371 3878 FALMOUTH ROAD
MARSTONS MILLS, MA 02648
Registration History
2010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2023 (12 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2010 - 2011 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2023 (5 years)
License(s)

State Registrations

B
Connecticut 9/25/2023

B
New Hampshire 9/25/2023

B
Florida 9/25/2023

B
New York 9/25/2023

B
Massachusetts 9/25/2023

B
Pennsylvania 9/25/2023

IA
Massachusetts 10/4/2023

B
Rhode Island 9/25/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC INSTITUTIONS, INC. (CRD#:35371)
3878 FALMOUTH ROAD, MARSTONS MILLS, MA 02648
Registered with this firm since 10/4/2023

B
OSAIC INSTITUTIONS, INC. (CRD#:35371)
3878 FALMOUTH ROAD, MARSTONS MILLS, MA 02648
Registered with this firm since 9/25/2023

Previous Registration(s)
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IA
07/27/2018 - 09/19/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HYANNIS, MA
B
03/14/2011 - 09/19/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HYANNIS, MA
B
03/30/2010 - 02/03/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) PROVIDENCE, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.