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MAREK P PFEIL
Marek Pfeil
CRD#: 5566488
IA
B
HARMONY POINT WEALTH ADVISORS, INC.CRD#: 323643 Irvine, CA
PENSIONMARK SECURITIES, LLCCRD#: 283952 18872 Mac Arthur Blvd.
Suite 410
Irvine, CA 92614
Suite 410
Irvine, CA 92614
0
Disclosures
10
Years of Experience
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State Registrations
B
California 4/8/2019
IA
Texas 11/7/2022
IA
California 4/9/2019
SRO Registrations
B
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IA
Registered with this firm since 11/4/2022
IA
Registered with this firm since 4/9/2019
B
Registered with this firm since 4/8/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/22/2014 - 03/27/2019 | IRVINE, CA | |
IA | 12/17/2015 - 03/26/2019 | IRVINE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.