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Detailed Report
AARON MICHAEL GABRIELIAN
CRD#: 5565991
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 30 GOLDSBOROUGH STREET
SUITE 200
EASTON, MD 21601-3120
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - Present (10 years)
License(s)

State Registrations

B
Alabama 9/13/2022
B
Nevada 4/22/2020
B
Alaska 7/11/2019
B
New Jersey 3/20/2015
B
Arizona 5/18/2023
B
New Mexico 3/10/2025
B
California 3/10/2015
B
New York 3/20/2015
B
Colorado 3/21/2023
B
North Carolina 3/20/2015
B
Connecticut 6/14/2018
B
Ohio 8/14/2020
B
Delaware 3/20/2015
B
Oregon 3/20/2015
B
District of Columbia 8/18/2017
B
Pennsylvania 3/10/2015
B
Florida 3/20/2015
B
Rhode Island 11/7/2019
B
Georgia 3/20/2015
B
South Carolina 3/20/2015
B
Illinois 6/29/2016
B
Tennessee 7/24/2018
B
Indiana 1/18/2024
B
Texas 3/10/2015
B
Iowa 12/17/2019
IA
Texas 3/10/2015
B
Maryland 3/10/2015
B
Vermont 6/11/2015
IA
Maryland 3/10/2015
B
Virginia 3/20/2015
B
Massachusetts 5/3/2016
B
Washington 1/24/2024
B
Minnesota 6/21/2023
B
Wyoming 12/16/2021
B
Montana 5/3/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
30 GOLDSBOROUGH STREET SUITE 200, EASTON, MD 21601-3120
Easton, MD
Registered with this firm since 3/10/2015
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
30 GOLDSBOROUGH STREET SUITE 200, EASTON, MD 21601-3120
Easton, MD
Registered with this firm since 3/10/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/27/2012 - 03/06/2015 MFP STRATEGIES (CRD#:109437) BETHLEHEM, PA
B
 12/20/2012 - 03/02/2015 M HOLDINGS SECURITIES, INC. (CRD#:43285) BETHLEHEM, PA
IA
 10/22/2009 - 11/27/2012 MORGAN STANLEY (CRD#:149777) LUTHERVILLE, MD
B
 09/30/2009 - 11/27/2012 MORGAN STANLEY (CRD#:149777) LUTHERVILLE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.