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Detailed Report
RYAN DANIEL MCQUILLAN
CRD#: 5564452
IA
Investment Adviser
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Previous Broker
AVIOR WEALTH MANAGEMENT, LLCCRD#: 148674 14301 FIRST NATIONAL BANK PARKWAY
SUITE 410
OMAHA, NE 68154
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - 2022 (8 years)IAAVIOR WEALTH MANAGEMENT, LLC (CRD# 148674)2022 - Present (2 years)BFBL MARKETING SERVICES, LLC (CRD# 5309)2012 - 2013 (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2012 (3 years)
Disclosure(s)
View By:
8/7/2006
Criminal
Final Disposition
License(s)

State Registrations

IA
Nebraska 7/12/2022
Current Registration(s)
IA
AVIOR WEALTH MANAGEMENT, LLC (CRD#:148674)
14301 FIRST NATIONAL BANK PARKWAY SUITE 410, OMAHA, NE 68154
Registered with this firm since 7/12/2022
Previous Registration(s)
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IA
 07/28/2014 - 07/01/2022 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) OMAHA, NE
B
 01/03/2014 - 07/01/2022 PRUCO SECURITIES, LLC. (CRD#:5685) OMAHA, NE
B
 11/06/2012 - 08/22/2013 FBL MARKETING SERVICES, LLC (CRD#:5309) OMAHA, NE
B
 02/05/2009 - 03/15/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.