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KATLYN E GEDEON
CRD#: 5564431
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 250 Delaware Avenue
BUFFALO, NY 14202
Registration History
20122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2019 - Present (6 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - Present (11 years)BMORGAN STANLEY (CRD# 149777)2011 - 2013 (2 years)
License(s)

State Registrations

B
California 11/4/2015

IA
New Jersey 1/2/2019

B
Florida 10/15/2013

B
New York 10/15/2013

B
Massachusetts 1/4/2016

IA
New York 10/26/2021

B
New Jersey 11/22/2018

B
Wisconsin 10/15/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
250 Delaware Avenue, BUFFALO, NY 14202
Registered with this firm since 1/2/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
250 Delaware Avenue, BUFFALO, NY 14202
Registered with this firm since 10/15/2013

Previous Registration(s)
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B
03/03/2011 - 10/23/2013 MORGAN STANLEY (CRD#:149777) BUFFALO, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.