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Detailed Report
JOHNNY WAYNE MORRISON
J W MORRISON, JOHN W MORRISON, JOHN MORRISON, JOHNNY W MORRISON, JOHNNY MORRISON
CRD#: 5563025
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 14881 QUORUM DR. SUITE 125
DALLAS, TX 75254
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2012 (2 years)2 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2013 - 2017 (3 years)BGRAND FINANCIAL, INC. (CRD# 19571)2012 - 2012 (<1 year)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2014 - 2017 (2 years)
License(s)

State Registrations

B
Colorado 5/18/2023
B
Texas 5/18/2023
B
Illinois 5/18/2023
IA
Texas 5/18/2023
B
Oklahoma 5/18/2023
B
Washington 5/18/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
14881 QUORUM DR. SUITE 125, DALLAS, TX 75254
1400 PRESTON RD, STE 426, PLANO, TX 75093
Registered with this firm since 5/18/2023
B
LPL FINANCIAL LLC (CRD#:6413)
14881 QUORUM DR. SUITE 125, DALLAS, TX 75254
1400 PRESTON RD, STE 426, PLANO, TX 75093
Registered with this firm since 5/18/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/25/2019 - 05/18/2023 SPC (CRD#:110692) Dallas, TX
B
 10/25/2019 - 05/18/2023 SIGMA FINANCIAL CORPORATION (CRD#:14303) DALLAS, TX
IA
 02/28/2017 - 11/01/2019 ONEAMERICA SECURITIES, INC. (CRD#:4173) DALLAS, TX
B
 02/28/2017 - 11/01/2019 ONEAMERICA SECURITIES, INC. (CRD#:4173) DALLAS, TX
IA
 06/03/2014 - 01/31/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) DALLAS, TX
B
 09/11/2013 - 01/31/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) DALLAS, TX
B
 02/21/2012 - 06/12/2012 GRAND FINANCIAL, INC. (CRD#:19571) ADDISON, TX
IA
 06/17/2009 - 02/23/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALLAS, TX
B
 06/17/2009 - 02/23/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALLAS, TX
IA
 09/25/2008 - 03/19/2009 EDWARD JONES (CRD#:250) PLANO, TX
B
 08/29/2008 - 03/19/2009 EDWARD JONES (CRD#:250) PLANO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.