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TRAVIS CHRISTOPHER BABB
Travis C Babb
CRD#: 5561676
IA
Investment Adviser
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Previous Broker
BABB WEALTH ADVISORS LLCCRD#: 298347 19 W. ASPEN AVENUE
FLAGSTAFF, AZ 86001
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2014 (3 years)2 FIRMS2014 - 2018 (4 years)IABABB WEALTH ADVISORS LLC (CRD# 298347)2018 - Present (6 years)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2009 - 2010 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2008 - 2009 (<1 year)
Disclosure(s)
View By:
3/15/2005
Criminal
Final Disposition
License(s)

State Registrations

IA
Arizona 10/19/2018

IA
Texas 4/18/2019

IA
Louisiana 7/7/2021

Current Registration(s)
IA
BABB WEALTH ADVISORS LLC (CRD#:298347)
19 W. ASPEN AVENUE, FLAGSTAFF, AZ 86001
Registered with this firm since 10/19/2018

Previous Registration(s)
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01/02/2014 - 10/19/2018 INVESTMENT ADVISORS CORP (CRD#:117531) FLAGSTAFF, AZ
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01/02/2014 - 10/19/2018 BROKER DEALER FINANCIAL SERVICES CORP. (CRD#:8073) FLAGSTAFF, AZ
IA
08/17/2010 - 01/07/2014 ON INVESTMENT MANAGEMENT CO (CRD#:105662) FLAGSTAFF, AZ
B
04/26/2010 - 01/07/2014 THE O.N. EQUITY SALES COMPANY (CRD#:2936) FLAGSTAFF, AZ
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03/27/2009 - 02/23/2010 SAGEPOINT FINANCIAL, INC. (CRD#:133763) FLAGSTAFF, AZ
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12/22/2008 - 03/03/2009 MML INVESTORS SERVICES, INC. (CRD#:10409) SCOTTSDALE, AZ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.