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TAWANA ANDERSON
CRD#: 5561531
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE STATE STREET
16TH FLOOR
HARTFORD, CT 06103
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 4/20/2020

B
Montana 4/20/2020

B
Alaska 4/20/2020

B
Nebraska 4/20/2020

B
Arizona 4/20/2020

B
Nevada 4/20/2020

B
Arkansas 4/20/2020

B
New Hampshire 4/20/2020

B
California 4/20/2020

B
New Jersey 4/20/2020

B
Colorado 4/20/2020

B
New Mexico 4/20/2020

B
Connecticut 4/20/2020

B
New York 4/20/2020

IA
Connecticut 4/21/2020

B
North Carolina 4/20/2020

B
Delaware 4/20/2020

B
North Dakota 4/20/2020

B
District of Columbia 4/20/2020

B
Ohio 4/20/2020

B
Florida 4/20/2020

B
Oklahoma 4/20/2020

B
Georgia 4/20/2020

B
Oregon 4/20/2020

B
Hawaii 4/20/2020

B
Pennsylvania 4/20/2020

B
Idaho 4/20/2020

B
Puerto Rico 4/20/2020

B
Illinois 4/20/2020

B
Rhode Island 4/20/2020

B
Indiana 4/20/2020

B
South Carolina 4/20/2020

B
Iowa 4/20/2020

B
South Dakota 4/20/2020

B
Kansas 4/20/2020

B
Tennessee 4/20/2020

B
Kentucky 4/20/2020

B
Texas 4/20/2020

B
Louisiana 4/20/2020

B
Utah 4/20/2020

IA
Maine 9/12/2018

B
Vermont 4/20/2020

B
Maine 4/20/2020

B
Virgin Islands 4/20/2020

B
Maryland 4/20/2020

B
Virginia 4/20/2020

B
Massachusetts 9/12/2018

B
Washington 4/20/2020

B
Michigan 4/20/2020

B
West Virginia 4/20/2020

B
Minnesota 4/20/2020

B
Wisconsin 4/20/2020

B
Mississippi 4/20/2020

B
Wyoming 4/20/2020

B
Missouri 4/20/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Springfield, MA
Registered with this firm since 9/12/2018

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Springfield, MA
Registered with this firm since 6/15/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.