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Douglas Joseph Kadison
DOUGLAS JOSEPH KADISON, Douglas Kadison
CRD#: 5561409
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Investment Adviser
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Previous Broker
INNOVIA WEALTH, LLCCRD#: 289913 101 NORTH WACKER DRIVE
SUITE 604
CHICAGO, IL 60606
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2019 (4 years)2 FIRMS2019 - 2020 (<1 year)IAINNOVIA WEALTH, LLC (CRD# 289913)2020 - Present (5 years)
License(s)

State Registrations

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California 3/1/2023

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Minnesota 3/1/2023

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Colorado 2/28/2023

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Ohio 3/1/2023

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Florida 3/30/2023

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Pennsylvania 3/1/2023

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Illinois 1/6/2020

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Texas 3/6/2023

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Indiana 5/4/2023

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Washington 2/28/2023

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Michigan 3/2/2023

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Wisconsin 3/1/2023

Current Registration(s)
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INNOVIA WEALTH, LLC (CRD#:289913)
101 NORTH WACKER DRIVE SUITE 604, CHICAGO, IL 60606
Registered with this firm since 1/6/2020

Previous Registration(s)
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02/26/2019 - 01/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
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02/26/2019 - 01/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
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12/05/2014 - 02/11/2019 NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584) CHICAGO, IL
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12/05/2014 - 02/11/2019 NUVEEN SECURITIES, LLC (CRD#:469) CHICAGO, IL
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07/23/2013 - 11/13/2014 INVESCO ADVISERS, INC. (CRD#:105360) ATLANTA, GA
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06/21/2013 - 11/13/2014 INVESCO DISTRIBUTORS, INC. (CRD#:7369) DOWNERS GROVE, IL
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.