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Detailed Report
JACQUELINE LAZERUS
Jackie Lazerus
CRD#: 5560893
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1888 CENTURY PARK EAST
LOS ANGELES, CA 90067
Registration History
201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2015 - 2023 (7 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2013 - 2015 (2 years)BVP DISTRIBUTORS LLC (CRD# 3036)2011 - 2013 (2 years)BSOUTHWEST SECURITIES, INC. (CRD# 6220)2009 - 2009 (<1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2015 - 2025 (9 years)IACREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2014 - 2015 (1 year)
License(s)

State Registrations

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Alabama 9/29/2023
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Nebraska 9/29/2023
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Alaska 9/29/2023
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Nevada 9/29/2023
B
Arizona 9/29/2023
B
New Hampshire 9/29/2023
B
Arkansas 9/29/2023
B
New Jersey 9/29/2023
B
California 9/29/2023
B
New Mexico 9/29/2023
IA
California 3/8/2024
B
New York 9/29/2023
B
Colorado 9/29/2023
B
North Carolina 9/29/2023
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Connecticut 9/29/2023
B
North Dakota 9/29/2023
B
Delaware 9/29/2023
B
Ohio 9/29/2023
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District of Columbia 9/29/2023
B
Oklahoma 9/29/2023
B
Florida 9/29/2023
B
Oregon 9/29/2023
B
Georgia 9/29/2023
B
Pennsylvania 9/29/2023
B
Hawaii 9/29/2023
B
Puerto Rico 3/21/2024
B
Idaho 9/29/2023
B
Rhode Island 9/29/2023
B
Illinois 9/29/2023
B
South Carolina 9/29/2023
B
Indiana 9/29/2023
B
South Dakota 9/29/2023
B
Iowa 9/29/2023
B
Tennessee 9/29/2023
B
Kansas 9/29/2023
B
Texas 9/29/2023
B
Kentucky 9/29/2023
IA
Texas 3/23/2024
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Louisiana 9/29/2023
B
Utah 9/29/2023
B
Maine 9/29/2023
B
Vermont 9/29/2023
B
Maryland 9/29/2023
B
Virgin Islands 3/21/2024
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Massachusetts 9/29/2023
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Virginia 9/29/2023
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Michigan 9/29/2023
B
Washington 9/29/2023
B
Minnesota 9/29/2023
B
West Virginia 9/29/2023
B
Mississippi 9/29/2023
B
Wisconsin 9/29/2023
B
Missouri 9/29/2023
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Wyoming 9/29/2023
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Montana 9/29/2023

SRO Registrations

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 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1888 CENTURY PARK EAST, LOS ANGELES, CA 90067
Los Angeles, CA
Registered with this firm since 3/8/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1888 CENTURY PARK EAST, LOS ANGELES, CA 90067
Los Angeles, CA
Registered with this firm since 9/29/2023
Previous Registration(s)
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 12/09/2015 - 03/21/2025 J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559) LOS ANGELES, CA
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 12/08/2015 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) LOS ANGELES, CA
IA
 05/29/2014 - 12/28/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN DIEGO, CA
B
 12/20/2013 - 12/28/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN DIEGO, CA
B
 06/23/2011 - 12/12/2013 VP DISTRIBUTORS LLC (CRD#:3036) LOS ANGELES, CA
B
 06/26/2009 - 07/07/2009 SOUTHWEST SECURITIES, INC. (CRD#:6220) BEVERLY HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.