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Detailed Report
DANIEL R PARADISE
CRD#: 5560686
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 3100 SMOKETREE COURT
SUITE 1000
RALEIGH, NC 27604
Registration History
2008201020122014201620182020202220242026IAEQUITABLE ADVISORS, LLC (CRD# 6627)2009 - Present (16 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2008 - Present (16 years)
Disclosure(s)
View By:
2/16/2016
Customer Dispute
Settled
10/20/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Colorado 4/14/2017
IA
North Carolina 7/23/2010
IA
Colorado 7/10/2017
B
Ohio 6/21/2022
B
Florida 6/14/2021
IA
Ohio 1/25/2023
IA
Florida 6/24/2021
B
Pennsylvania 3/11/2015
B
Georgia 8/2/2022
IA
Pennsylvania 4/13/2017
IA
Georgia 8/8/2022
B
Rhode Island 6/5/2023
B
Missouri 8/8/2016
IA
Rhode Island 6/9/2023
IA
Missouri 8/17/2016
B
South Carolina 2/13/2013
B
New York 9/9/2008
IA
South Carolina 2/19/2013
IA
New York 5/18/2021
B
Wisconsin 8/9/2016
B
North Carolina 3/31/2010
IA
Wisconsin 8/16/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
3100 SMOKETREE COURT SUITE 1000, RALEIGH, NC 27604
KNIGHTDALE, NC
Registered with this firm since 1/14/2009
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
3100 SMOKETREE COURT SUITE 1000, RALEIGH, NC 27604
KNIGHTDALE, NC
Registered with this firm since 8/8/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.