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Detailed Report
NICHOLAS JOSEPH BAUTISTA
CRD#: 5560293
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Investment Adviser
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Previous Broker
CLEARVIEW WEALTH MANAGEMENTCRD#: 288978 19712 MacArthur Blvd
Suite #225
Irvine, CA 92612
Registration History
201220142016201820202022202420262 FIRMS2012 - 2019 (6 years)IACLEARVIEW WEALTH MANAGEMENT (CRD# 288978)2018 - Present (7 years)
License(s)

State Registrations

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California 3/6/2018
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Texas 9/13/2021
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Florida 10/19/2022
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Washington 9/13/2021
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Ohio 6/14/2022
Current Registration(s)
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CLEARVIEW WEALTH MANAGEMENT (CRD#:288978)
19712 MacArthur Blvd Suite #225, Irvine, CA 92612
Registered with this firm since 3/6/2018
Previous Registration(s)
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 10/10/2012 - 05/17/2019 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) IRVINE, CA
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 06/29/2012 - 05/17/2019 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.