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SERENA MARIE COLE
SERENA M COLE
CRD#: 5559625
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 600 W DEKALB PIKE STE 110
KING OF PRUSSIA, PA 19406
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 PORT JEFFERSON, NY
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - 2018 (2 years)2 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2010 - 2016 (5 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2008 - 2009 (1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2011 - 2016 (4 years)
License(s)

State Registrations

B
California 6/6/2022

IA
New York 11/16/2022

B
Connecticut 2/10/2022

B
North Carolina 1/6/2024

B
Delaware 3/14/2022

B
Ohio 4/1/2022

B
District of Columbia 2/10/2022

B
Oregon 3/14/2022

B
Florida 3/14/2022

B
Pennsylvania 2/10/2022

B
Georgia 3/14/2022

B
Rhode Island 2/10/2022

B
Iowa 3/14/2022

B
South Carolina 1/6/2024

B
Kentucky 3/14/2022

B
Tennessee 3/14/2022

B
Maine 2/10/2022

B
Texas 1/6/2024

B
Maryland 2/10/2022

IA
Texas 1/12/2024

B
Massachusetts 2/10/2022

B
Vermont 2/10/2022

B
New Hampshire 2/10/2022

B
Virginia 3/14/2022

B
New Jersey 2/10/2022

B
West Virginia 2/10/2022

B
New York 2/10/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
600 W DEKALB PIKE STE 110, KING OF PRUSSIA, PA 19406
Registered with this firm since 11/16/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
PORT JEFFERSON, NY
TWO CONTRA WAY, MERRIMACK, NH 03054
Registered with this firm since 2/10/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/27/2020 - 01/04/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) NEW YORK, NY
B
01/14/2020 - 01/04/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) NEW YORK, NY
IA
03/03/2016 - 07/11/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) Rye Brook, NY
B
01/29/2016 - 07/11/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) Rye Brook, NY
IA
11/22/2011 - 02/01/2016 STRATEGIC ADVISERS, INC. (CRD#:104555) LARCHMONT, NY
B
05/03/2010 - 02/01/2016 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) BRIDGEPORT, CT
B
08/18/2008 - 08/13/2009 PRUCO SECURITIES, LLC. (CRD#:5685) WHITE PLAINS, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.