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Detailed Report
NEAL PATRICK RUTTER
NEAL RUTTER
CRD#: 5558979
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Investment Adviser
INDEX FUND ADVISORS, INC.CRD#: 109143 19200 VON KARMAN AVE
SUITE 150
IRVINE, CA 92612-6566
Registration History
201020122014201620182020202220242026IAINDEX FUND ADVISORS, INC. (CRD# 109143)2015 - Present (9 years)IADUTTENHOFER ADVISORY GROUP (CRD# 131386)2015 - 2015 (<1 year)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2010 - 2010 (<1 year)
License(s)

State Registrations

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California 10/29/2015
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Texas 10/29/2015
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Louisiana 10/29/2015
Current Registration(s)
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INDEX FUND ADVISORS, INC. (CRD#:109143)
19200 VON KARMAN AVE SUITE 150, IRVINE, CA 92612-6566
Registered with this firm since 10/29/2015
Previous Registration(s)
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 05/14/2015 - 10/22/2015 DUTTENHOFER ADVISORY GROUP (CRD#:131386) LAGUNA BEACH, CA
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 03/22/2010 - 08/18/2010 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) IRVINE, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.