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ANDREW JAMES HARLAN
ANDY HARLAN
CRD#: 5556390
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 Skillman, NJ
Registration History
2010201220142016201820202022202420262 FIRMS2011 - 2015 (4 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - Present (9 years)BNEW ENGLAND SECURITIES (CRD# 615)2009 - 2011 (1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2011 - 2011 (<1 year)
License(s)

State Registrations

B
Alabama 12/2/2015

B
Nevada 12/2/2015

B
Alaska 12/2/2015

B
New Hampshire 12/2/2015

B
Arizona 12/2/2015

B
New Jersey 12/2/2015

B
Arkansas 12/2/2015

IA
New Jersey 8/28/2023

B
California 12/2/2015

B
New Mexico 12/2/2015

B
Colorado 12/2/2015

B
New York 12/2/2015

B
Connecticut 12/2/2015

B
North Carolina 12/3/2015

B
Delaware 12/2/2015

B
North Dakota 12/2/2015

B
District of Columbia 12/2/2015

B
Ohio 12/2/2015

B
Florida 12/2/2015

B
Oklahoma 12/2/2015

B
Georgia 12/2/2015

B
Oregon 12/2/2015

B
Hawaii 12/2/2015

B
Pennsylvania 12/2/2015

B
Idaho 12/2/2015

B
Puerto Rico 12/2/2015

B
Illinois 12/2/2015

B
Rhode Island 12/2/2015

B
Indiana 12/2/2015

B
South Carolina 12/2/2015

B
Iowa 12/2/2015

B
South Dakota 12/2/2015

B
Kansas 12/2/2015

B
Tennessee 12/2/2015

B
Kentucky 12/2/2015

B
Texas 12/2/2015

B
Louisiana 12/2/2015

IA
Texas 8/25/2023

B
Maine 12/2/2015

B
Utah 12/2/2015

B
Maryland 12/2/2015

B
Vermont 12/2/2015

B
Massachusetts 12/2/2015

B
Virgin Islands 12/2/2015

B
Michigan 12/2/2015

B
Virginia 12/2/2015

B
Minnesota 12/2/2015

B
Washington 12/2/2015

B
Mississippi 12/2/2015

B
West Virginia 12/2/2015

B
Missouri 12/2/2015

B
Wisconsin 12/2/2015

B
Montana 12/2/2015

B
Wyoming 12/2/2015

B
Nebraska 12/2/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
Skillman, NJ
25 Deforest Avenue Floor 3, Summit, NJ 07901
Registered with this firm since 8/25/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
Skillman, NJ
25 Deforest Avenue Floor 3, Summit, NJ 07901
Registered with this firm since 12/2/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/11/2011 - 10/21/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
09/15/2011 - 10/21/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
IA
02/18/2011 - 06/20/2011 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) NEWTOWN SQUARE, PA
B
07/07/2009 - 06/20/2011 NEW ENGLAND SECURITIES (CRD#:615) NEWTOWN SQUARE, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.