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Detailed Report
Travis J Collum
TRAVIS JAMES COLLUM
CRD#: 5556367
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Registration History
2010201220142016201820202022202420262 FIRMS2022 - 2022 (<1 year)2 FIRMS2023 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2021 - 2022 (1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2021 - 2021 (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2015 - 2020 (5 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Florida 2/14/2023
IA
Florida 2/15/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 2/15/2023
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 2/14/2023
Previous Registration(s)
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B
 11/02/2021 - 12/12/2022 LPL FINANCIAL LLC (CRD#:6413) LAND O LAKES, FL
IA
 01/03/2022 - 12/06/2022 IHT WEALTH MANAGEMENT LLC (CRD#:171481) LAND O' LAKES, FL
IA
 01/13/2022 - 04/13/2022 LPL FINANCIAL LLC (CRD#:6413) LAND O LAKES, FL
B
 01/14/2021 - 11/12/2021 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 09/25/2015 - 10/08/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 01/07/2009 - 11/05/2009 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.