• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL SAMUEL GODLIN
CRD#: 5555913
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR 39TH FL
CHICAGO, IL 60606
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2014 (2 years)2 FIRMS2015 - 2019 (4 years)2 FIRMS2019 - Present (5 years)BFIRST TRUST PORTFOLIOS L.P. (CRD# 28519)2009 - 2012 (2 years)
License(s)

State Registrations

B
California 10/25/2019

B
Nevada 10/25/2019

B
Florida 10/25/2019

B
New Jersey 1/13/2022

B
Georgia 9/26/2022

B
New York 10/25/2019

B
Illinois 10/25/2019

B
Oregon 5/9/2022

IA
Illinois 10/25/2019

B
Pennsylvania 3/5/2021

B
Maine 3/5/2020

B
Texas 10/25/2019

B
Massachusetts 10/25/2019

IA
Texas 10/25/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR 39TH FL, CHICAGO, IL 60606
Registered with this firm since 10/25/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR 39TH FL, CHICAGO, IL 60606
Registered with this firm since 10/25/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2015 - 11/06/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
01/02/2015 - 11/06/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
IA
06/05/2012 - 12/17/2014 MORGAN STANLEY (CRD#:149777) DEERFIELD, IL
B
04/03/2012 - 12/17/2014 MORGAN STANLEY (CRD#:149777) DEERFIELD, IL
B
11/06/2009 - 03/19/2012 FIRST TRUST PORTFOLIOS L.P. (CRD#:28519) WHEATON, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.