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ANDRE ANTUNES REGUINHO
ANDRE REGUINHO
CRD#: 5554076
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 225 LIBERTY ST
INVESTMENT SOLUTIONS GROUP
NEW YORK, NY 10281
Registration History
201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - Present (14 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - Present (15 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 4/19/2010

B
Nebraska 4/19/2010

B
Alaska 4/19/2010

B
Nevada 4/19/2010

B
Arizona 4/19/2010

B
New Hampshire 4/19/2010

B
Arkansas 4/19/2010

B
New Jersey 10/29/2009

B
California 4/19/2010

IA
New Jersey 1/14/2011

B
Colorado 4/19/2010

B
New Mexico 4/19/2010

B
Connecticut 4/19/2010

B
New York 4/19/2010

B
Delaware 4/19/2010

IA
New York 9/28/2021

B
District of Columbia 4/19/2010

B
North Carolina 4/19/2010

B
Florida 10/29/2009

B
North Dakota 4/19/2010

B
Georgia 4/19/2010

B
Ohio 4/19/2010

B
Hawaii 4/19/2010

B
Oklahoma 4/19/2010

B
Idaho 4/19/2010

B
Oregon 4/19/2010

B
Illinois 4/19/2010

B
Pennsylvania 4/19/2010

B
Indiana 4/19/2010

B
Rhode Island 4/19/2010

B
Iowa 4/19/2010

B
South Carolina 4/19/2010

B
Kansas 4/19/2010

B
South Dakota 4/19/2010

B
Kentucky 4/19/2010

B
Tennessee 4/19/2010

B
Louisiana 4/19/2010

B
Texas 4/19/2010

B
Maine 4/19/2010

IA
Texas 1/14/2013

B
Maryland 4/19/2010

B
Utah 4/19/2010

B
Massachusetts 4/19/2010

B
Vermont 4/19/2010

B
Michigan 4/19/2010

B
Virginia 4/19/2010

B
Minnesota 4/19/2010

B
Washington 4/19/2010

B
Mississippi 4/19/2010

B
West Virginia 4/19/2010

B
Missouri 4/19/2010

B
Wisconsin 4/19/2010

B
Montana 4/19/2010

B
Wyoming 4/19/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
225 LIBERTY ST INVESTMENT SOLUTIONS GROUP, NEW YORK, NY 10281
Registered with this firm since 1/14/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
225 LIBERTY ST INVESTMENT SOLUTIONS GROUP, NEW YORK, NY 10281
Registered with this firm since 10/29/2009

Previous Registration(s)
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B
05/18/2009 - 09/29/2009 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SUMMIT, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.