Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Kevin James Pittz
CRD#: 5553673
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 145 VLY RD STE 5
SCHENECTADY, NY 12309
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
California 1/25/2019
IA
New York 6/29/2021
B
Connecticut 11/11/2010
B
North Carolina 12/21/2010
B
Florida 12/21/2010
B
Ohio 1/2/2018
B
Georgia 3/21/2014
B
Pennsylvania 1/23/2023
B
Illinois 12/21/2010
B
Rhode Island 1/8/2013
B
Massachusetts 11/8/2010
B
South Carolina 12/21/2010
B
Minnesota 12/21/2010
B
Texas 3/7/2024
IA
Missouri 9/13/2010
IA
Texas 3/14/2024
B
New Hampshire 4/28/2015
B
Vermont 1/28/2016
B
New Jersey 11/8/2010
B
West Virginia 4/23/2018
B
New Mexico 11/12/2021
B
Wisconsin 6/28/2021
B
New York 9/13/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
145 VLY RD STE 5, SCHENECTADY, NY 12309
Registered with this firm since 9/13/2010
B
EDWARD JONES (CRD#:250)
145 VLY RD STE 5, SCHENECTADY, NY 12309
Registered with this firm since 8/26/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.