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Detailed Report
MARC AARON TAVANO
MARC A TAVANO, MARC A. TAVANO, MARC TAVANO
CRD#: 5553384
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6325 S RAINBOW BLVD 3RD FL
[LAS VEGAS RCAST]
LAS VEGAS, NV 89118
Registration History
2010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2019 (4 years)BCOMERICA SECURITIES (CRD# 17079)2013 - 2014 (1 year)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2013 (<1 year)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2011 - 2013 (2 years)BGUARANTY BROKERAGE SERVICES, INC. (CRD# 23302)2009 - 2009 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - 2019 (<1 year)
License(s)

State Registrations

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Alabama 9/20/2023
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Nevada 11/12/2019
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Alaska 9/20/2023
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Nevada 11/12/2019
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Arizona 9/20/2023
B
New Hampshire 9/20/2023
B
Arkansas 9/20/2023
B
New Jersey 9/20/2023
B
California 9/20/2023
B
New Mexico 9/20/2023
B
Colorado 9/20/2023
B
New York 9/20/2023
B
Connecticut 9/20/2023
B
North Carolina 9/20/2023
B
Delaware 9/20/2023
B
North Dakota 9/20/2023
B
District of Columbia 9/20/2023
B
Ohio 9/21/2023
B
Florida 9/20/2023
B
Oklahoma 9/20/2023
B
Georgia 9/20/2023
B
Oregon 9/20/2023
B
Hawaii 9/20/2023
B
Pennsylvania 9/20/2023
B
Idaho 9/20/2023
B
Puerto Rico 9/20/2023
B
Illinois 9/20/2023
B
Rhode Island 9/20/2023
B
Indiana 9/20/2023
B
South Carolina 9/20/2023
B
Iowa 9/20/2023
B
South Dakota 9/20/2023
B
Kansas 9/20/2023
B
Tennessee 9/20/2023
B
Kentucky 9/20/2023
B
Texas 9/20/2023
B
Louisiana 9/20/2023
IA
Texas 9/21/2023
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Maine 9/20/2023
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Utah 9/20/2023
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Maryland 9/20/2023
B
Vermont 9/20/2023
B
Massachusetts 9/20/2023
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Virgin Islands 9/20/2023
B
Michigan 9/20/2023
B
Virginia 9/20/2023
B
Minnesota 9/20/2023
B
Washington 9/20/2023
B
Mississippi 9/20/2023
B
West Virginia 9/20/2023
B
Missouri 9/20/2023
B
Wisconsin 9/20/2023
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Montana 9/20/2023
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Wyoming 9/20/2023
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Nebraska 9/20/2023

SRO Registrations

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 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6325 S RAINBOW BLVD 3RD FL [LAS VEGAS RCAST], LAS VEGAS, NV 89118
Registered with this firm since 11/12/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6325 S RAINBOW BLVD 3RD FL [LAS VEGAS RCAST], LAS VEGAS, NV 89118
Registered with this firm since 10/31/2019
Previous Registration(s)
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 12/17/2018 - 09/25/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) LAS VEGAS, NV
B
 10/21/2014 - 09/25/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) LAS VEGAS, NV
B
 09/12/2013 - 09/24/2014 COMERICA SECURITIES (CRD#:17079) VISTA, CA
B
 05/16/2013 - 07/09/2013 BBVA SECURITIES INC. (CRD#:27060) TEMECULA, CA
B
 02/24/2011 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) TEMECULA, CA
B
 08/13/2009 - 12/23/2009 GUARANTY BROKERAGE SERVICES, INC. (CRD#:23302) TEMECULA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.