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SAL STANZIONE JR
CRD#: 5553320
IA
B
GREAT VALLEY ADVISOR GROUP, INC.CRD#: 123913 2440 SE Federal Hwy
Ste G
Stuart, FL 34994
Ste G
Stuart, FL 34994
LPL FINANCIAL LLCCRD#: 6413 2440 SE FEDERAL HWY STE G
STUART, FL 34994
STUART, FL 34994
0
Disclosures
16
Years of Experience
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State Registrations
B
Arizona 9/18/2023
B
Mississippi 4/2/2024
B
California 1/27/2023
B
Missouri 1/27/2023
B
Colorado 1/27/2023
B
Montana 1/27/2023
B
District of Columbia 1/27/2023
B
New Jersey 8/21/2023
B
Florida 1/27/2023
B
North Carolina 1/30/2023
IA
Florida 8/16/2023
B
Pennsylvania 1/27/2023
B
Georgia 1/27/2023
B
Rhode Island 8/23/2023
B
Idaho 4/26/2023
B
South Carolina 8/14/2024
B
Illinois 1/27/2023
B
Tennessee 8/29/2023
B
Indiana 7/22/2024
B
Texas 1/27/2023
B
Kansas 1/27/2023
B
Virginia 10/9/2023
B
Maryland 1/27/2023
B
Wyoming 8/25/2023
B
Michigan 1/27/2023
SRO Registrations
B
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IA
Registered with this firm since 8/16/2023
B
Registered with this firm since 1/27/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/30/2023 - 10/16/2023 | STUART, FL | |
IA | 05/31/2018 - 01/27/2023 | STUART, FL | |
B | 10/02/2008 - 01/27/2023 | STUART, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.