View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 12/14/2019 - 04/22/2023 | Albany, NY | |
B | 12/14/2019 - 04/22/2023 | Albany, NY | |
IA | 02/16/2018 - 12/02/2019 | SARATOGA SPRINGS, NY | |
B | 01/02/2018 - 12/02/2019 | SARATOGA SPRINGS, NY | |
B | 10/24/2013 - 01/10/2018 | WEST CALDWELL, NJ | |
B | 10/01/2012 - 10/23/2013 | NEW YORK, NY | |
B | 11/19/2009 - 10/01/2012 | NEW YORK, NY | |
B | 05/08/2009 - 10/12/2009 | NEW YORK, NY | |
B | 01/21/2009 - 05/01/2009 | NEW YORK, NY |