Individual Firm
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Karla P Garcia
KARLA F PINO, KARLA PINO, KARLA FERNANDA PINO PAREDES
CRD#: 5550887
IA
B
EDWARD JONESCRD#: 250 2221 E FRONTAGE RD, STE E203
TUBAC, AZ 85646
TUBAC, AZ 85646
View By:
8/26/2017
Financial
Final
State Registrations
B
Arizona 12/26/2023
B
Nevada 5/21/2024
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Arizona 1/11/2024
B
New Jersey 9/16/2024
B
California 3/7/2024
B
New Mexico 5/22/2024
B
Colorado 5/22/2024
B
New York 9/15/2024
B
Florida 9/16/2024
B
Ohio 5/22/2024
B
Idaho 4/3/2024
B
Oklahoma 1/29/2025
B
Illinois 3/13/2024
B
Oregon 5/27/2024
B
Indiana 5/22/2024
B
Pennsylvania 5/22/2024
B
Iowa 5/24/2024
B
Texas 5/10/2024
B
Maryland 5/22/2024
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Texas 5/16/2024
B
Michigan 5/23/2024
B
Utah 5/22/2024
B
Minnesota 5/21/2024
B
Virginia 5/22/2024
B
Montana 5/22/2024
B
Washington 4/5/2024
B
Nebraska 7/17/2024
B
Wyoming 6/5/2024
SRO Registrations
B
B
B
B
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Registered with this firm since 1/11/2024
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Registered with this firm since 12/26/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/09/2018 - 10/20/2023 | Tempe , AZ | |
B | 10/01/2012 - 04/01/2015 | GLENDALE, AZ | |
B | 09/03/2008 - 10/01/2012 | GLENDALE, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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