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ELTON YU-XUAN WONG
ELTON YU XUAN WONG
CRD#: 5550857
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 11 GREENWAY PLZ
STE 3000
HOUSTON, TX 77046
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Alaska 1/22/2025

B
Mississippi 1/22/2025

B
California 1/22/2025

B
New York 1/22/2025

B
Georgia 1/22/2025

B
North Carolina 1/22/2025

B
Idaho 1/22/2025

B
Texas 11/1/2010

B
Illinois 1/22/2025

IA
Texas 11/1/2010

B
Kansas 1/22/2025

B
Washington 1/22/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
11 GREENWAY PLZ STE 3000, HOUSTON, TX 77046
12 Greenway Plaza FL 15, Houston, TX 77046
Registered with this firm since 11/1/2010

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
11 GREENWAY PLZ STE 3000, HOUSTON, TX 77046
12 Greenway Plaza FL 15, Houston, TX 77046
Registered with this firm since 11/1/2010

Previous Registration(s)
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03/12/2010 - 10/14/2010 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) AUSTIN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.