Individual Firm
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Jason Hollowell
JASON MICHAEL HOLLOWELL
CRD#: 5549653
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J.P. MORGAN SECURITIES LLCCRD#: 79 599 SPEEDWELL AVE
MORRIS PLAINS, NJ 07950
MORRIS PLAINS, NJ 07950
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Disclosures
13
Years of Experience
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State Registrations
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California 5/19/2017
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New Jersey 5/19/2017
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Connecticut 5/19/2017
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New Jersey 5/22/2017
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Florida 5/19/2017
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New York 5/19/2017
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 5/22/2017
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Registered with this firm since 5/19/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2013 - 05/01/2017 | BASKING RIDGE, NJ | |
B | 01/23/2013 - 05/01/2017 | BASKING RIDGE, NJ | |
IA | 01/02/2012 - 10/05/2012 | SHORT HILLS, NJ | |
B | 10/20/2011 - 10/05/2012 | SHORT HILLS, NJ | |
B | 12/09/2010 - 10/21/2011 | EAST HANOVER, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.