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TRENT CHAPMAN HUSTON
TRENT HUSTON
CRD#: 5549296
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 17742 Irvine Blvd Suite 200
Tustin, CA 92780
Tustin, CA 92780
LPL FINANCIAL LLCCRD#: 6413 17742 IRVINE BLVD., STE 200
TUSTIN, CA 92780
TUSTIN, CA 92780
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Arizona 1/26/2015
B
New York 2/26/2020
B
California 9/8/2009
B
North Carolina 11/2/2017
IA
California 8/4/2022
B
Oregon 6/7/2013
B
Colorado 7/2/2024
B
Texas 9/28/2020
B
Missouri 11/12/2012
IA
Texas 7/19/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/4/2022
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Registered with this firm since 9/8/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/07/2015 - 12/22/2022 | TUSTIN, CA | |
IA | 11/01/2017 - 01/23/2018 | FORT MILL, SC | |
IA | 01/20/2010 - 03/04/2016 | FORT MILL, SC | |
B | 02/05/2009 - 09/08/2009 | TUSTIN, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.