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Detailed Report
SPENCER GARRET FRIEDMAN
SPENCER FRIEDMAN
CRD#: 5548151
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 437 MADISON AVENUE
29TH FLOOR
NEW YORK, NY 10022
Registration History
201220142016201820202022202420262 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 8/22/2019
IA
Kentucky 3/29/2024
IA
Alabama 8/22/2019
B
Louisiana 4/15/2024
B
Alaska 8/23/2024
IA
Louisiana 4/16/2024
IA
Alaska 8/23/2024
B
Maryland 12/10/2019
B
Arizona 8/16/2018
IA
Maryland 1/13/2020
IA
Arizona 8/17/2018
B
Massachusetts 5/6/2014
B
California 5/16/2013
IA
Massachusetts 5/12/2014
IA
California 5/16/2013
B
New Jersey 3/11/2011
B
Colorado 8/6/2018
IA
New Jersey 8/9/2011
IA
Colorado 8/6/2018
B
New Mexico 7/12/2019
B
Connecticut 5/23/2022
IA
New Mexico 7/15/2019
IA
Connecticut 5/23/2022
B
New York 8/3/2011
B
Delaware 10/31/2019
IA
New York 4/16/2021
B
District of Columbia 6/19/2014
B
Oregon 3/6/2020
IA
District of Columbia 6/26/2014
IA
Oregon 3/6/2020
B
Florida 5/11/2017
B
Pennsylvania 4/30/2019
IA
Florida 5/12/2017
IA
Pennsylvania 5/1/2019
B
Georgia 11/3/2021
B
Texas 2/20/2014
IA
Georgia 11/4/2021
IA
Texas 2/28/2014
B
Illinois 7/16/2015
B
Virginia 12/8/2020
IA
Illinois 7/16/2015
IA
Virginia 12/8/2020
B
Kentucky 3/29/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
437 MADISON AVENUE 29TH FLOOR, NEW YORK, NY 10022
Atlantic Highlands, NJ
Registered with this firm since 8/9/2011
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
437 MADISON AVENUE 29TH FLOOR, NEW YORK, NY 10022
Atlantic Highlands, NJ
Registered with this firm since 3/11/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.