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Detailed Report
JAMES PATRICK MCFADDEN
JAMES MCFADDEN
CRD#: 5546383
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 150 N RADNOR-CHESTER RD
STE A100
WAYNE, PA 19087
Registration History
20082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BCARILLON FUND DISTRIBUTORS, INC. (CRD# 139749)2015 - 2019 (4 years)BDYNAMEX TRADING, LLC (CRD# 127434)2008 - 2010 (1 year)IAEAGLE ASSET MANAGEMENT INC (CRD# 110653)2017 - 2020 (2 years)IACMG CAPITAL MANAGEMENT GROUP, INC. (CRD# 110750)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Alabama 8/5/2022
B
Missouri 6/30/2020
B
Alaska 3/31/2022
B
New Jersey 6/30/2020
B
Arizona 6/30/2020
B
New Mexico 6/30/2020
B
California 6/30/2020
B
New York 6/30/2020
B
Colorado 6/30/2020
B
North Carolina 6/30/2020
B
Connecticut 6/30/2020
B
Ohio 7/1/2020
B
Delaware 6/30/2020
B
Oklahoma 6/30/2020
B
District of Columbia 6/30/2020
B
Oregon 6/30/2020
B
Florida 6/30/2020
B
Pennsylvania 12/12/2019
B
Hawaii 6/30/2020
IA
Pennsylvania 12/12/2019
B
Illinois 10/16/2024
B
Rhode Island 6/30/2020
B
Indiana 10/24/2023
B
South Carolina 6/30/2020
B
Iowa 7/8/2020
B
Tennessee 6/30/2020
B
Kentucky 11/2/2023
B
Texas 6/30/2020
B
Louisiana 6/30/2020
IA
Texas 7/2/2020
B
Maine 6/30/2020
B
Vermont 6/30/2020
B
Maryland 6/30/2020
B
Virginia 6/30/2020
B
Massachusetts 6/30/2020
B
Washington 6/30/2020
B
Michigan 6/30/2020
B
West Virginia 6/30/2020

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
Registered with this firm since 12/12/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
Registered with this firm since 12/12/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/09/2017 - 01/06/2020 EAGLE ASSET MANAGEMENT INC (CRD#:110653) Bryn Mawr, PA
B
 10/28/2015 - 12/19/2019 CARILLON FUND DISTRIBUTORS, INC. (CRD#:139749) ST. PETERSBURG, FL
IA
 07/10/2015 - 11/09/2015 CMG CAPITAL MANAGEMENT GROUP, INC. (CRD#:110750) KING OF PRUSSIA, PA
B
 10/22/2008 - 04/21/2010 DYNAMEX TRADING, LLC (CRD#:127434) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.