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Detailed Report
CHARLES YOUNG CHOE
CHOE Y CHARLES, CHOE CHARLES
CRD#: 5546162
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 20301 North Hayden Road
Suite E115
Scottsdale, AZ 85255-5454
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2010 - Present (14 years)BTD AMERITRADE, INC. (CRD# 7870)2023 - 2024 (1 year)BSCOTTRADE, INC. (CRD# 8206)2009 - 2010 (1 year)
License(s)

State Registrations

B
Alabama 12/5/2016
B
Mississippi 3/28/2019
B
Alaska 12/5/2016
B
Missouri 12/5/2016
B
Arizona 5/18/2010
B
Montana 12/5/2016
IA
Arizona 5/30/2023
B
Nebraska 12/5/2016
B
Arkansas 3/28/2019
B
Nevada 5/18/2024
B
California 5/18/2010
B
New Hampshire 12/5/2016
IA
California 5/18/2010
B
New Jersey 12/5/2016
B
Colorado 12/5/2016
B
New Mexico 12/5/2016
B
Connecticut 3/28/2019
B
New York 12/5/2016
B
Delaware 3/28/2019
B
North Carolina 12/6/2016
B
District of Columbia 12/5/2016
B
North Dakota 12/5/2016
B
Florida 12/5/2016
B
Ohio 12/6/2016
B
Georgia 12/5/2016
B
Oklahoma 12/5/2016
B
Hawaii 12/5/2016
B
Oregon 12/5/2016
B
Idaho 12/5/2016
B
Pennsylvania 12/5/2016
B
Illinois 12/5/2016
B
South Carolina 12/5/2016
B
Indiana 12/5/2016
B
South Dakota 12/5/2016
B
Iowa 12/5/2016
B
Tennessee 12/5/2016
B
Kansas 12/5/2016
B
Texas 12/5/2016
B
Kentucky 12/5/2016
B
Utah 12/5/2016
B
Maryland 12/5/2016
B
Virginia 12/5/2016
B
Massachusetts 12/5/2016
B
Washington 12/5/2016
B
Michigan 12/5/2016
B
Wisconsin 12/5/2016
B
Minnesota 12/5/2016
B
Wyoming 12/5/2016

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454
Registered with this firm since 5/18/2010
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454
Registered with this firm since 5/18/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/04/2023 - 05/19/2024 TD AMERITRADE, INC. (CRD#:7870) Scottsdale, AZ
B
 03/03/2009 - 04/26/2010 SCOTTRADE, INC. (CRD#:8206) TOLLESON, AZ
IA
 09/03/2008 - 12/16/2008 EDWARD JONES (CRD#:250) TEMPE, AZ
B
 08/01/2008 - 12/16/2008 EDWARD JONES (CRD#:250) TEMPE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.