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Ervis Mellani
CRD#: 5546115
IA
B
TLG ADVISORS, INC.CRD#: 111052 Lakewood, OH
THE LEADERS GROUP, INC.CRD#: 37157 Lakewood, OH
0
Disclosures
11
Years of Experience
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State Registrations
B
Ohio 8/14/2024
IA
Ohio 8/15/2024
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/24/2023 - 08/06/2024 | MEMPHIS, TN | |
B | 10/05/2020 - 01/10/2023 | CLEVELAND, OH | |
B | 09/16/2019 - 05/11/2020 | HARTFORD, CT | |
B | 01/02/2015 - 09/16/2019 | LITTLETON, CO | |
B | 03/22/2014 - 12/31/2014 | INDEPENDENCE, OH | |
B | 06/30/2008 - 05/22/2009 | MAYFIELD HEIGHTS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.