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Detailed Report
TAYLOR RENEE COWDREY
CRD#: 5545753
IA
Investment Adviser
B
Broker
NORTHERN TRUST INVESTMENTS, INCORPORATEDCRD#: 105780 181 W. Madison
Chicago, IL 60603
NORTHERN TRUST SECURITIES, INC.CRD#: 7927 181 WEST MADISON
CHICAGO, IL 60675
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2015 - 2020 (4 years)2 FIRMS2021 - Present (3 years)BINVESCO DISTRIBUTORS, INC. (CRD# 7369)2010 - 2015 (4 years)BJOHN HANCOCK DISTRIBUTORS LLC (CRD# 5249)2009 - 2010 (<1 year)IAINVESCO ADVISERS, INC. (CRD# 105360)2011 - 2015 (3 years)
License(s)

State Registrations

B
Illinois 5/19/2021
IA
Illinois 6/8/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST INVESTMENTS, INCORPORATED (CRD#:105780)
181 W. Madison, Chicago, IL 60603
Registered with this firm since 6/8/2021
B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
181 WEST MADISON, CHICAGO, IL 60675
Registered with this firm since 5/19/2021
Previous Registration(s)
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IA
 08/21/2015 - 03/26/2020 NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584) CHICAGO, IL
B
 08/21/2015 - 03/26/2020 NUVEEN SECURITIES, LLC (CRD#:469) CHICAGO, IL
IA
 09/14/2011 - 07/27/2015 INVESCO ADVISERS, INC. (CRD#:105360) ATLANTA, GA
B
 09/27/2010 - 07/27/2015 INVESCO DISTRIBUTORS, INC. (CRD#:7369) DOWNERS GROVE, IL
B
 10/26/2009 - 09/13/2010 JOHN HANCOCK DISTRIBUTORS LLC (CRD#:5249) DOWNERS GROVE, IL
B
 06/01/2009 - 10/30/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) EAST LANSING, MI
B
 02/25/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) EAST LANSING, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.