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ANA CAROLINA ARNAU
ANA C ARNAU
CRD#: 5544912
IA
Investment Adviser
B
Broker
ANDBANC ADVISORY LLCCRD#: 150463 201 S. BISCAYNE BLVD.
SUITE 1100
MIAMI, FL 33131
ANDBANC BROKERAGE, LLCCRD#: 155979 201 S. BISCAYNE BOULEVARD, SUITE 1100
MIAMI, FL 33131
Registration History
2010201220142016201820202022202420263 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BBOREAL CAPITAL SECURITIES LLC (CRD# 158599)2012 - 2024 (11 years)BBETA CAPITAL MANAGEMENT, L.P. (CRD# 38964)2010 - 2012 (2 years)IABOREAL CAPITAL MANAGEMENT LLC (CRD# 112221)2022 - 2024 (2 years)
License(s)

State Registrations

B
Florida 8/5/2024

IA
Florida 8/29/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ANDBANC ADVISORY LLC (CRD#:150463)
201 S. BISCAYNE BLVD. SUITE 1100, MIAMI, FL 33131
Registered with this firm since 8/29/2024

B
ANDBANC BROKERAGE, LLC (CRD#:155979)
201 S. BISCAYNE BOULEVARD, SUITE 1100, MIAMI, FL 33131
Registered with this firm since 8/5/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2024 - 08/07/2024 MORGAN STANLEY (CRD#:149777) Miami, FL
B
06/05/2024 - 08/07/2024 MORGAN STANLEY (CRD#:149777) Miami, FL
B
03/27/2024 - 06/14/2024 ANDBANC BROKERAGE, LLC (CRD#:155979) MIAMI, FL
IA
03/10/2022 - 03/22/2024 BOREAL CAPITAL MANAGEMENT LLC (CRD#:112221) MIAMI, FL
B
11/08/2012 - 03/22/2024 BOREAL CAPITAL SECURITIES LLC (CRD#:158599) MIAMI, FL
B
07/01/2010 - 11/07/2012 BETA CAPITAL MANAGEMENT, L.P. (CRD#:38964) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.