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Detailed Report
DANIEL LEE ATKIN
CRD#: 5543924
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Aurora, CO
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Aurora, CO
Registration History
201020122014201620182020202220242026BEMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)2019 - Present (5 years)IAEMPOWER ADVISORY GROUP, LLC (CRD# 112058)2018 - Present (7 years)BGWFS EQUITIES, INC. (CRD# 13109)2009 - 2017 (8 years)
License(s)

State Registrations

B
Arizona 4/29/2020
B
Montana 4/29/2020
B
California 4/29/2020
B
Nevada 4/29/2020
IA
Colorado 2/27/2018
B
North Dakota 4/29/2020
B
Colorado 4/29/2020
B
Oregon 4/29/2020
B
Idaho 4/29/2020
B
Utah 4/29/2020
B
Illinois 4/29/2020
B
Virginia 4/29/2020
B
Iowa 4/29/2020
B
Washington 4/29/2020
B
Massachusetts 4/29/2020
B
Wyoming 4/29/2020
B
Minnesota 4/29/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Aurora, CO
Registered with this firm since 6/26/2019
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Aurora, CO
Registered with this firm since 2/27/2018
Previous Registration(s)
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B
 04/01/2009 - 12/04/2017 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.