Individual Firm
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WILLIAM ALEX STANLEY
BILL STANLEY, WILLIAM A STANLEY
CRD#: 5543130
IA
B
ONEAMERICA SECURITIES, INC.CRD#: 4173 TUCSON, AZ
0
Disclosures
15
Years of Experience
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State Registrations
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Arizona 1/31/2011
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Colorado 10/1/2013
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Arizona 10/16/2013
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Wyoming 6/19/2012
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Arkansas 5/19/2014
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Wyoming 7/3/2017
B
Colorado 6/19/2012
SRO Registrations
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/10/2009 - 04/16/2010 | TUCSON, AZ | |
B | 08/28/2008 - 06/12/2009 | TUCSON, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.