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RON ARMAND BENOIT JR.
RONALD ARMAND BENOIT JR.
CRD#: 5542522
IA
B
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 25220 HANCOCK AVE
SUITE 300
MURRIETA, CA 92562
SUITE 300
MURRIETA, CA 92562
View By:
7/24/2024
Financial
Final
State Registrations
B
Alabama 3/31/2020
B
Montana 3/31/2020
B
Arizona 3/31/2020
B
Nevada 3/31/2020
B
Arkansas 3/31/2020
B
New Jersey 3/31/2020
B
California 4/3/2019
B
New Mexico 3/31/2020
IA
California 4/3/2019
B
New York 3/31/2020
B
Colorado 3/31/2020
B
North Carolina 4/1/2020
B
Florida 3/31/2020
B
Ohio 3/31/2020
B
Georgia 3/31/2020
B
Oklahoma 3/31/2020
B
Hawaii 3/31/2020
B
Oregon 3/31/2020
B
Idaho 3/31/2020
B
Pennsylvania 3/31/2020
B
Illinois 3/31/2020
B
South Carolina 3/31/2020
B
Iowa 3/31/2020
B
South Dakota 3/31/2020
B
Kansas 2/2/2022
B
Texas 3/31/2020
B
Kentucky 3/31/2020
IA
Texas 3/31/2020
B
Maine 3/31/2020
B
Utah 3/31/2020
B
Maryland 3/31/2020
B
Virginia 3/31/2020
B
Massachusetts 12/22/2020
B
Washington 3/31/2020
B
Michigan 3/31/2020
B
Wisconsin 3/31/2020
B
Minnesota 3/31/2020
B
Wyoming 3/31/2020
B
Missouri 3/31/2020
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 4/3/2019
B
Registered with this firm since 4/3/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 04/04/2019 | TEMECULA, CA | |
B | 10/23/2009 - 04/04/2019 | TEMECULA, CA | |
IA | 10/17/2008 - 10/23/2009 | RIVERSIDE, CA | |
B | 09/29/2008 - 10/23/2009 | RIVERSIDE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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