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Detailed Report
RYAN MCLAUGHLIN WOOD
RYAN ELIZABETH MCLAUGHLIN, RYAN MCLAUGHLIN, RYAN WOOD, Ryan McLaughlin Wood
CRD#: 5542051
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3102 West End Avenue
Suite 500
NASHVILLE, TN 37203-6017
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 1/14/2023
B
Nevada 12/24/2024
B
Alaska 12/24/2024
B
New Hampshire 12/24/2024
B
Arizona 12/24/2024
IA
New Jersey 9/25/2009
B
Arkansas 6/15/2022
B
New Mexico 12/24/2024
B
California 12/24/2024
B
New York 12/24/2024
B
Colorado 12/24/2024
B
North Carolina 12/24/2024
B
Connecticut 12/24/2024
B
North Dakota 12/24/2024
B
Delaware 12/24/2024
B
Ohio 12/26/2024
B
District of Columbia 12/24/2024
B
Oklahoma 12/24/2024
B
Florida 12/24/2024
B
Oregon 12/24/2024
B
Georgia 12/24/2024
B
Pennsylvania 12/24/2024
B
Hawaii 12/24/2024
B
Puerto Rico 12/24/2024
B
Idaho 12/24/2024
B
Rhode Island 12/24/2024
B
Illinois 12/24/2024
IA
South Carolina 4/19/2018
B
Indiana 12/24/2024
B
South Carolina 12/24/2024
B
Iowa 12/24/2024
B
South Dakota 12/24/2024
B
Kansas 12/24/2024
B
Tennessee 6/15/2022
B
Kentucky 6/15/2022
IA
Tennessee 8/8/2022
B
Louisiana 6/15/2022
B
Texas 12/24/2024
B
Maine 12/24/2024
B
Utah 12/24/2024
B
Maryland 12/24/2024
B
Vermont 12/24/2024
B
Massachusetts 12/24/2024
B
Virgin Islands 12/24/2024
B
Michigan 12/24/2024
B
Virginia 12/24/2024
B
Minnesota 12/24/2024
B
Washington 12/24/2024
B
Mississippi 1/14/2023
B
West Virginia 12/24/2024
B
Missouri 12/24/2024
B
Wisconsin 12/24/2024
B
Montana 12/24/2024
B
Wyoming 12/24/2024
B
Nebraska 12/24/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3102 West End Avenue Suite 500, NASHVILLE, TN 37203-6017
17 WEST MCBEE AVENUE, GREENVILLE, SC 29601
Registered with this firm since 9/25/2009
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3102 West End Avenue Suite 500, NASHVILLE, TN 37203-6017
17 WEST MCBEE AVENUE, GREENVILLE, SC 29601
Registered with this firm since 8/11/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.