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Detailed Report
MARIA CARMEN PEREZ
MARIA CARMEN ALVAREZ, MARIA C PEREZ
CRD#: 5541876
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 11222 S SAM HOUSTON PKWY E
HOUSTON, TX 77089
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2011 (2 years)
License(s)

State Registrations

B
Alabama 9/17/2018
B
Nebraska 9/17/2018
B
Alaska 9/17/2018
B
Nevada 10/17/2018
B
Arizona 9/17/2018
B
New Mexico 10/17/2018
B
Arkansas 9/17/2018
B
New York 1/27/2022
B
California 9/17/2018
B
North Carolina 9/17/2018
B
Colorado 9/17/2018
B
North Dakota 9/17/2018
B
Florida 11/1/2018
B
Ohio 9/17/2018
B
Georgia 2/19/2020
B
Oklahoma 9/17/2018
B
Hawaii 9/17/2018
B
Pennsylvania 10/22/2021
B
Illinois 10/22/2021
B
Puerto Rico 1/10/2019
B
Indiana 5/29/2023
B
South Carolina 10/22/2021
B
Kansas 9/17/2018
B
South Dakota 9/17/2018
B
Louisiana 9/17/2018
B
Tennessee 6/18/2020
B
Maine 9/17/2018
B
Texas 8/23/2017
B
Massachusetts 9/17/2018
IA
Texas 10/31/2017
B
Michigan 9/17/2018
B
Utah 10/22/2021
B
Minnesota 10/17/2018
B
Virginia 9/17/2018
B
Mississippi 9/17/2018
B
Washington 9/17/2018
B
Missouri 7/26/2021
B
Wyoming 9/17/2018
B
Montana 9/17/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
11222 S SAM HOUSTON PKWY E, HOUSTON, TX 77089
18410 Gatebrook Dr, Webster, TX 77598
Registered with this firm since 10/31/2017
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
11222 S SAM HOUSTON PKWY E, HOUSTON, TX 77089
18410 Gatebrook Dr, Webster, TX 77598
Registered with this firm since 8/23/2017
Previous Registration(s)
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B
 10/01/2012 - 10/06/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
B
 04/02/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FRIENDSWOOD, TX
B
 07/01/2008 - 01/03/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.