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VANDON HUSHLY COOPER
CRD#: 5540875
IA
B
PRIMERICA ADVISORSCRD#: 10111 101 E MILL STREET
STE A
QUAKERTOWN, PA 18951
STE A
QUAKERTOWN, PA 18951
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8/7/2003
Criminal
Final Disposition
State Registrations
B
Pennsylvania 1/12/2023
IA
Pennsylvania 1/12/2023
SRO Registrations
B
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IA
Registered with this firm since 1/12/2023
B
Registered with this firm since 1/12/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/27/2012 - 12/31/2022 | QUAKERTOWN, PA | |
B | 07/24/2008 - 12/31/2022 | QUAKERTOWN, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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