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Detailed Report
MICHAEL THOMAS SIMPSON
MIKE T SIMPSON
CRD#: 5540027
IA
Investment Adviser
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Previous Broker
VISIONARY HORIZONS, LLCCRD#: 150483 620 MABRY HOOD RD
SUITE 301
KNOXVILLE, TN 37932
Registration History
2008201020122014201620182020202220242026IAVISIONARY HORIZONS, LLC (CRD# 150483)2014 - Present (11 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2014 - 2017 (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2009 - 2010 (<1 year)BPROEQUITIES, INC. (CRD# 15708)2008 - 2009 (<1 year)IAC & J WEALTH ADVISORS (CRD# 133293)2009 - 2013 (3 years)IAINVESTMENT ADVISORS (CRD# 15708)2009 - 2009 (<1 year)
License(s)

State Registrations

IA
Tennessee 3/18/2014
Current Registration(s)
IA
VISIONARY HORIZONS, LLC (CRD#:150483)
620 MABRY HOOD RD SUITE 301, KNOXVILLE, TN 37932
Registered with this firm since 3/18/2014
Previous Registration(s)
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 09/02/2014 - 08/31/2017 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) KNOXVILLE, TN
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 09/15/2009 - 02/08/2013 C & J WEALTH ADVISORS (CRD#:133293) OAK RIDGE, TN
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 09/14/2009 - 04/30/2010 SECURITIES AMERICA, INC. (CRD#:10205) OAK RIDGE, TN
IA
 02/13/2009 - 08/31/2009 INVESTMENT ADVISORS (CRD#:15708) KNOXVILLE, TN
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 12/18/2008 - 08/31/2009 PROEQUITIES, INC. (CRD#:15708) KNOXVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.