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R. Nicholas Nicholas Volpe
NICHOLAS VOLPE, R. NICHOLAS VOLPE, ROBERT N. VOLPE, ROBERT NICHOLAS VOLPE, ROBERT VOLPE
CRD#: 5539181
IA
Investment Adviser
B
Broker
PNC INVESTMENTSCRD#: 129052 1511 WALNUT STREET
PHILADELPHIA, PA 19102
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
2/8/2024
Employment Separation After Allegations
License(s)

State Registrations

B
California 11/1/2024

B
New Jersey 12/23/2024

B
Delaware 9/11/2024

B
Pennsylvania 6/5/2024

B
Florida 10/1/2024

IA
Pennsylvania 6/5/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
1511 WALNUT STREET, PHILADELPHIA, PA 19102
1849 WALNUT ST, PHILADELPHIA, PA 19103
Registered with this firm since 6/5/2024

B
PNC INVESTMENTS (CRD#:129052)
1511 WALNUT STREET, PHILADELPHIA, PA 19102
1849 WALNUT ST, PHILADELPHIA, PA 19103
Registered with this firm since 6/4/2024

Previous Registration(s)
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IA
05/24/2013 - 03/04/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ELKINS PARK, PA
B
05/24/2013 - 03/04/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ELKINS PARK, PA
IA
02/08/2010 - 05/14/2013 PNC INVESTMENTS (CRD#:129052) PHILADELPHIA, PA
B
02/08/2010 - 05/14/2013 PNC INVESTMENTS (CRD#:129052) PHILADELPHIA, PA
IA
09/03/2008 - 01/08/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PHILADELPHIA, PA
B
07/22/2008 - 01/08/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PHILADELPHIA, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.