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ROBERT J KAY
ROBERT JORDAN KAY, ROBERT KAY
CRD#: 5538323
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3027 TOWNSGATE RD
STE 200
WESTLAKE VILLAGE, CA 91361-5863
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2021 (9 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 7/30/2021

B
Oklahoma 12/12/2024

B
California 7/30/2021

B
Tennessee 12/12/2024

IA
California 7/30/2021

B
Texas 8/2/2021

B
Connecticut 8/10/2021

IA
Texas 8/2/2021

B
Nevada 7/30/2021

B
Virginia 1/28/2022

B
New Hampshire 7/21/2023

B
Washington 5/2/2023

B
New York 7/30/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Simi Valley, CA
Registered with this firm since 7/30/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Simi Valley, CA
Registered with this firm since 7/30/2021

Previous Registration(s)
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IA
03/07/2012 - 08/02/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
03/07/2012 - 08/02/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
IA
12/21/2009 - 01/03/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) WESTLAKE VILLAGE, CA
B
12/07/2009 - 01/03/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) WESTLAKE VILLAGE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.