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Detailed Report
Jeffrey Thomas Ricklefs
CRD#: 5537585
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2307 STEPHENS AVE #A
MISSOULA, MT 59801
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2017 (8 years)2 FIRMS2017 - Present (8 years)
License(s)

State Registrations

B
Colorado 3/6/2017
B
Oregon 9/3/2024
B
Montana 2/21/2017
B
Washington 2/21/2017
IA
Montana 2/22/2017
B
Wisconsin 2/21/2017
B
Ohio 4/18/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2307 STEPHENS AVE #A, MISSOULA, MT 59801
CLINTON, MT
Registered with this firm since 2/22/2017
B
LPL FINANCIAL LLC (CRD#:6413)
2307 STEPHENS AVE #A, MISSOULA, MT 59801
CLINTON, MT
Registered with this firm since 2/21/2017
Previous Registration(s)
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IA
 08/14/2008 - 02/01/2017 EDWARD JONES (CRD#:250) MISSOULA, MT
B
 07/21/2008 - 02/01/2017 EDWARD JONES (CRD#:250) MISSOULA, MT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.