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PATRICK JOSEPH HOLLAND
PAT J HOLLAND
CRD#: 5537468
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Huron, OH
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 7/27/2022

B
Minnesota 1/5/2017

B
Arizona 3/8/2023

B
Montana 3/24/2023

B
Arkansas 1/5/2017

B
New Hampshire 3/21/2022

B
California 11/27/2019

B
New York 6/20/2017

B
Colorado 1/5/2017

B
North Carolina 1/5/2017

B
Florida 1/5/2017

B
Ohio 10/19/2016

B
Georgia 10/31/2017

IA
Ohio 10/20/2016

B
Idaho 12/1/2020

B
Tennessee 1/12/2017

B
Illinois 2/24/2020

B
Texas 4/30/2021

B
Indiana 9/18/2023

IA
Texas 5/10/2021

B
Iowa 7/9/2019

B
Vermont 3/21/2022

B
Massachusetts 1/5/2017

B
Washington 9/8/2021

B
Michigan 1/5/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Huron, OH
Registered with this firm since 10/20/2016

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Huron, OH
Registered with this firm since 10/19/2016

Previous Registration(s)
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IA
11/01/2014 - 10/10/2016 WADDELL & REED (CRD#:866) FT. COLLINS, CO
B
06/04/2014 - 10/10/2016 WADDELL & REED (CRD#:866) FT. COLLINS, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.