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DAVID HERGERT
DAVID DELAFIELD HERGERT
CRD#: 5537429
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1331 GEMINI ST
STE 202
HOUSTON, TX 77085-2729
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arkansas 2/4/2025

B
Montana 8/15/2013

B
California 4/12/2013

B
New Jersey 4/12/2013

B
Colorado 4/12/2013

B
New Mexico 4/12/2013

B
Florida 4/25/2022

B
Pennsylvania 4/12/2013

B
Georgia 10/23/2013

B
Texas 4/12/2013

B
Maryland 4/23/2015

IA
Texas 4/12/2013

B
Michigan 4/7/2021

B
Wyoming 7/30/2021

B
Mississippi 4/12/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1331 GEMINI ST STE 202, HOUSTON, TX 77085-2729
Friendswood, TX
Registered with this firm since 4/12/2013

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1331 GEMINI ST STE 202, HOUSTON, TX 77085-2729
Friendswood, TX
Registered with this firm since 4/12/2013

Previous Registration(s)
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IA
09/01/2010 - 04/19/2013 FSC SECURITIES CORPORATION (CRD#:7461) HOUSTON, TX
B
04/15/2010 - 04/19/2013 FSC SECURITIES CORPORATION (CRD#:7461) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.