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BRANDON MILLER
BRANDON MICHAEL MILLER, Brandon Miller
CRD#: 5536605
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4529 Sharon Road
Charlotte, NC 28211-3521
Registration History
2010201220142016201820202022202420262 FIRMS2016 - 2018 (1 year)2 FIRMS2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - 2016 (6 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - 2016 (5 years)
License(s)

State Registrations

B
Connecticut 12/6/2022

B
Ohio 12/13/2021

B
Florida 6/6/2019

B
South Carolina 6/6/2019

B
New York 12/10/2021

B
Texas 12/6/2022

B
North Carolina 6/6/2019

B
Virginia 6/6/2019

IA
North Carolina 6/6/2019

B
Washington 12/10/2021

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4529 Sharon Road, Charlotte, NC 28211-3521
Registered with this firm since 6/6/2019

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4529 Sharon Road, Charlotte, NC 28211-3521
Registered with this firm since 6/6/2019

Previous Registration(s)
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IA
12/01/2016 - 09/27/2018 ADVICE AND PLANNING SERVICES (CRD#:20472) CHARLOTTE, NC
B
12/01/2016 - 09/27/2018 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
IA
02/09/2011 - 11/23/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHARLOTTE, NC
B
06/02/2010 - 11/23/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.