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MICHAEL PAUL SOFKA
MICHAEL P SOFKA, MIKE SOFKA
CRD#: 5536213
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 159 CROCKER PARK BLVD.
SUITE 390
WESTLAKE, OH 44145
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2023 (10 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 6/2/2023

B
Ohio 5/25/2023

B
California 6/2/2023

IA
Ohio 5/25/2023

B
Colorado 6/2/2023

B
Pennsylvania 6/2/2023

B
District of Columbia 6/2/2023

B
South Carolina 6/2/2023

B
Florida 6/2/2023

B
Tennessee 6/2/2023

B
Illinois 6/2/2023

B
Texas 6/2/2023

B
Indiana 6/2/2023

IA
Texas 6/9/2023

B
Massachusetts 6/2/2023

B
Virginia 6/2/2023

B
Michigan 6/2/2023

B
West Virginia 6/2/2023

B
Missouri 6/2/2023

B
Wisconsin 8/4/2023

B
North Carolina 6/2/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
159 CROCKER PARK BLVD. SUITE 390, WESTLAKE, OH 44145
Avon, OH
Registered with this firm since 5/25/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
159 CROCKER PARK BLVD. SUITE 390, WESTLAKE, OH 44145
Avon, OH
Registered with this firm since 5/25/2023

Previous Registration(s)
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IA
06/13/2013 - 05/26/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE, OH
B
04/11/2013 - 05/26/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE, OH
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.