• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRENTON KYLE DAUGHDRILL
CRD#: 5535766
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 RSA BATTLE HOUSE TOWER
11 NORTH WATER ST., SUITE 16290
MOBILE, AL 36602
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)4 FIRMS2009 - 2009 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)
Disclosure(s)
View By:
11/10/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 11/30/2012

B
Mississippi 1/10/2013

IA
Alabama 11/30/2012

B
Missouri 6/18/2021

B
Arizona 3/10/2020

B
New Jersey 1/11/2013

B
Arkansas 7/6/2022

B
New York 8/21/2023

B
California 1/11/2013

B
North Carolina 1/9/2013

B
Colorado 2/26/2021

B
Oklahoma 4/28/2023

B
Connecticut 1/9/2013

B
Oregon 3/10/2021

B
District of Columbia 3/9/2023

B
Pennsylvania 1/11/2013

B
Florida 1/14/2013

B
South Carolina 1/9/2013

B
Georgia 1/10/2013

B
Tennessee 1/24/2013

B
Idaho 2/21/2014

B
Texas 1/9/2013

B
Illinois 6/12/2015

IA
Texas 1/27/2015

B
Iowa 2/4/2025

B
Virginia 1/11/2013

B
Kansas 1/11/2017

B
Washington 1/4/2023

B
Kentucky 5/17/2019

B
West Virginia 3/25/2025

B
Louisiana 1/22/2013

B
Wyoming 2/3/2015

B
Maryland 1/14/2013

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
RSA BATTLE HOUSE TOWER 11 NORTH WATER ST., SUITE 16290, MOBILE, AL 36602
Registered with this firm since 11/30/2012

B
MORGAN STANLEY (CRD#:149777)
RSA BATTLE HOUSE TOWER 11 NORTH WATER ST., SUITE 16290, MOBILE, AL 36602
Registered with this firm since 11/30/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/14/2011 - 11/16/2012 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) MONTGOMERY, AL
B
04/12/2011 - 11/16/2012 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) MONTGOMERY, AL
IA
06/01/2009 - 08/31/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MOBILE, AL
B
06/01/2009 - 08/31/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PURCHASE, NY
IA
05/22/2009 - 07/23/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOBILE, AL
B
05/22/2009 - 07/23/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOBILE, AL
IA
08/04/2008 - 09/09/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOBILE, AL
B
07/04/2008 - 09/09/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOBILE, AL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.