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Detailed Report
Marisha Yeajin Fusco
MARISHA Y BARNETTE, MARISHA YEAJIN BARNETTE, MARISHA Y FUSCO
CRD#: 5535142
IA
Investment Adviser
B
Broker
CITY NATIONAL SECURITIES, INC.CRD#: 103705 18111 VON KARMAN AVE.
SUITE 450
IRVINE, CA 92612
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2013 (1 year)2 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2023 - 2024 (1 year)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2021 (7 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2024 - 2024 (<1 year)IABBVA WEALTH SOLUTIONS INC. (CRD# 110476)2014 - 2021 (6 years)
License(s)

State Registrations

IA
California 12/12/2024
B
California 12/13/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
18111 VON KARMAN AVE. SUITE 450, IRVINE, CA 92612
Registered with this firm since 12/12/2024
B
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
18111 VON KARMAN AVE. SUITE 450, IRVINE, CA 92612
Registered with this firm since 12/12/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/27/2024 - 10/01/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWPORT BEACH, CA
B
 10/24/2023 - 10/01/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWPORT BEACH, CA
IA
 10/29/2014 - 05/07/2021 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) IRVINE, CA
B
 07/16/2013 - 05/07/2021 BBVA SECURITIES INC. (CRD#:27060) IRVINE, CA
IA
 02/10/2012 - 05/20/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAGUNA HILLS, CA
B
 02/10/2012 - 05/20/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAGUNA HILLS, CA
IA
 01/03/2011 - 01/31/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LAGUNA NIGUEL, CA
B
 01/03/2011 - 01/31/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LAGUNA NIGUEL, CA
IA
 07/08/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
B
 03/13/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.