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MICHAEL ANTHONY JOHNS
BO JOHNS, MICHAEL JOHNS
CRD#: 5534555
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 24651 US HIGHWAY 31
JEMISON, AL 35085
JEMISON, AL 35085
CETERA INVESTMENT SERVICES LLCCRD#: 15340 2050 PARKWAY OFFICE CIRCLE
4TH FL
HOOVER, AL 35244
4TH FL
HOOVER, AL 35244
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Alabama 2/19/2013
B
Mississippi 1/7/2015
IA
Alabama 1/21/2014
B
Oklahoma 2/15/2023
B
Florida 2/8/2021
B
Tennessee 3/15/2022
B
Georgia 4/13/2015
B
Texas 8/11/2020
B
Kentucky 11/30/2017
IA
Texas 8/13/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/21/2014
B
Registered with this firm since 2/19/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/19/2013 - 01/21/2014 | MILLBROOK, AL | |
IA | 03/16/2010 - 02/15/2013 | MILLBROOK, AL | |
B | 03/17/2010 - 02/15/2013 | MILLBROOK, AL | |
IA | 12/15/2009 - 05/26/2010 | MONTGOMERY, AL | |
B | 10/01/2009 - 05/26/2010 | MONTGOMERY, AL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.